Qualification Outline
22/07/2026 5:47 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Diploma of Securitisation
Diploma of Securitisation
FNS51615
AWC9
Deleted
Deleted
National Endorsed, State Implementation and Classification
Releases
| Release Version | Release Date | TGA Status | DTWD Status |
|---|---|---|---|
| 3.00 | 13/02/2018 | Current | Approved |
| 2.00 | 22/04/2015 | Replaced | Approved |
| 1.00 | 25/03/2015 | Replaced | Approved |
Description
This qualification is designed for professionals entering the securitisation sector in specialist job roles. Individuals in these roles have autonomy in performing technical operations, apply solutions to a range of often complex problems, and research, analyse and evaluate information from a variety of sources. They apply initiative to plan, coordinate and evaluate their own work and provide guidance to others.
Licensing/Regulatory Information
No licensing or certification requirements apply to this qualification at the time of publication. However, some units will specify relevant licensing, legislative and/or regulatory requirements that impact on the unit. Refer to the FNS Implementation Guide Companion Volume for guidance on requirements.
Schedule
Packaging Rules
Total number of units = twelve (12)- eight (8) core units plus
- four (4) elective units
The elective units consist of:
- two (2) from the electives below.
Of the remaining two (2) units:
- up to two (2) may be from the electives
- up to two (2) may be from a Certificate IV, Diploma or Advanced Diploma in any currently endorsed training package or accredited course.
The elective units chosen must be relevant to the work outcome and meet local industry needs.
1. Core Units
All eight (8) units must be completed.
| State Code | National Code | Title | Hours | Type |
|---|---|---|---|---|
| AUR12 | FNSFMK501 | Analyse financial markets and information | 60 | Unit of competency |
| AUR82 | FNSINC401 | Apply principles of professional practice to work in the financial services industry | 20 | Unit of competency |
| AUR11 | FNSFMK505 | Comply with financial services regulation and industry codes of practice | 40 | Unit of competency |
| AUR89 | FNSINC501 | Conduct product research to support recommendations | 80 | Unit of competency |
| AUR86 | FNSINC402 | Develop and maintain in-depth knowledge of products and services used by an organisation or sector | 40 | Unit of competency |
| AUR28 | FNSFMK601 | Price financial transactions | 60 | Unit of competency |
| AUT02 | FNSSAM603 | Tailor financial products to meet customer needs | 50 | Unit of competency |
| AUS94 | FNSRSK501 | Undertake risk identification | 40 | Unit of competency |
2. Elective Units
At least two (2) units must be chosen from the elective units listed.
Please refer to the packaging rules for the full details of available options.
| State Code | National Code | Title | Hours | Type |
|---|---|---|---|---|
| AUR93 | FNSINC601 | Apply economic principles to work in the financial services industry | 55 | Unit of competency |
| BBH69 | FNSINC504 | Apply ethical frameworks and principles to make and act upon decisions | 35 | Unit of competency |
| AUS97 | FNSSAM502 | Assess market needs | 60 | Unit of competency |
| AUI86 | BSBSUS501 | Develop workplace policy and procedures for sustainability | 50 | Unit of competency |
| AUQ90 | FNSFLT502 | Facilitate customer awareness of the Australian financial system and markets | 40 | Unit of competency |
| AUR17 | FNSFMK602 | Hedge financial products | 70 | Unit of competency |
| BBH97 | FNSINC503 | Identify situations requiring complex ethical decision making | 35 | Unit of competency |
| AUI60 | BSBINM401 | Implement workplace information system | 40 | Unit of competency |
| BBH99 | FNSACC413 | Make decisions in a legal context | 60 | Unit of competency |
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| D724 | FNS51611 | Diploma of Securitisation | Qualification |
No information
Entry Requirements
Nil.
Traineeships and Apprenticeships