Unit of competency Outline
Date retreived
23/07/2026 1:31 AM AWST
23/07/2026 1:31 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Undertake case management in a child protection framework
Undertake case management in a child protection framework
Unit of competency
National Code
CHCCM506C
CHCCM506C
State Code
WC828
WC828
TGA Status
Replaced
Replaced
DTWD Status
Replaced
Replaced
State Implementation and Classification
Approved Date
21/07/2014
Field of Education
090501 - Social Work
Original Release Date
21/07/2014
Nominal Hours
50
Description
DescriptorThis unit describes the knowledge and skills required to apply the case management process in which case plans are developed and managed to address specific client needs
Notes
Elements and Performance Criteria
1. Establish client need and/or risk
- 1.1. Assess client needs/risks in accordance with organisation procedures
- 1.2 Develop assessment plan to reflect client needs
- 1.3 Clearly explain worker's role and purpose to the client
- 1.4 Identify, assess, and prioritise relevant information, taking into account the particular circumstances of the situation
- 1.5 Ensure communication with client is of a level, type and manner appropriate to the individual and the nature of the issues raised
- 1.6 Identify in the case plan, support and prevention strategies that promote and meet the needs of the family
- 1.7 Provide information to ensure the client understands the intervention process, their rights of appeal and how to use avenues for complaint
2. Develop a case management plan
- 2.1 Build into the case plan client strengths and/or protective factors
- 2.2 Develop case plan in partnership with the client
- 2.3 Collect information on a range of suitable intervention strategies to address immediate, short and longer term needs of clients
- 2.4 Explore a full range of options for addressing client needs and integrate into planning
- 2.5 Prioritise case management goals and objectives and negotiate and agree processes with the client
- 2.6 Negotiate goals, actions and timelines for the case plan in concrete, specific terms
- 2.7 Define roles, responsibilities and accountabilities for clients, stakeholders, workers and service providers
- 2.8 Explore and develop contingency plans
- 2.9 Integrate cultural considerations into goal setting and negotiation of timelines
- 2.10 Establish communication, review and evaluation systems
- 2.11 Document case plan and distribute to all parties
3. Implement case plan
- 3.1 Implement practical arrangements to support clients and stakeholders
- 3.2 Utilise established communication processes and protocols to make referrals
- 3.3 Identify roles, responsibilities, outcomes and processes involved in intervention and articulate with the client and service provider
- 3.4 Where appropriate, develop contracts and agree with external service providers, including accurate timing and resourcing constraints
- 3.5 Identify review activities and negotiate with client, service providers, and significant others
- 3.6 Record information in a manner consistent with organisation procedures and policies
4. Establish review and evaluation systems
- 4.1 Set up appropriate evaluation processes for ongoing implementation of the plan
- 4.2 Assess and document progress towards achieving goals with client and service providers
- 4.3 Assess the need for ongoing intervention
- 4.4 Negotiate with relevant parties, proposed actions and timelines arising from case review
- 4.5 Complete all relevant reporting procedures in accordance with organisation requirements
- 4.6 Undertake appropriate consultation with the supervisor at key decision-making points
5. Plan and participate in case conferences or protection meetings
- 5.1 Convene care meetings when they are judged to be the most effective case management decision-making strategy for the needs of the case or in line with legislative/organisation requirements
- 5.2 Clearly identify and articulate purpose of case conference/protection meeting to clients and other stakeholders
- 5.3 Establish agenda that clearly outlines purpose, participants, venue, date, time and process
- 5.4 Identify key persons and request their contribution by attending the conference or make reporting arrangements
- 5.5 Undertake work to prepare client for the meeting
- 5.6 Implement processes to ensure participation in the decision-making process of children, young people and their families
- 5.7 Anticipate areas of conflict and facilitate resolution
- 5.8 Identify and responded to participant needs for interpreters and other support
- 5.9 Arrange attendance of delegated decision-makers
- 5.10 Provide information equally to all parties
- 5.11 Prepare case history in accordance with agency requirements
- 5.12 Nominate and brief a chairperson and minute taker
- 5.13 Identify, negotiate and record outcomes
6. Work with agencies to meet client needs
- 6.1 Identify appropriate service providers
- 6.2 Develop and maintain working relationships with relevant community groups
- 6.3 Access inter-agency protocols/guidelines and integrate into case management
- 6.4 Clarify the nature of advocacy and support required by the client
- 6.5 Explain range of interventions and reason for referral, and clarify and negotiate agreement with client, service providers and significant others
- 6.6 Discuss with the client all representations made on their behalf to the service provider
- 6.7 Ensure all information is kept in confidence according to organisation policy and legislation
- 6.8 Maintain links with service, client and other relevant parties and evaluate progress with achievement of goals
7. Undertake case closure
- 7.1 Analyse achievements of case plan goals against performance indicators and documented
- 7.2 Identify reasons for case closures
- 7.3 Negotiate case closure with client and relevant agencies
- 7.4 Advise relevant parties in writing of decision to close case
- 7.5 Ensure case closure that is implemented takes account of the needs of the client including the need to reflect on past interventions
RANGE STATEMENT
The Range Statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Add any essential operating conditions that may be present with training and assessment depending on the work situation, needs of the candidate, accessibility of the item, and local industry and regional contexts.
The contexts for establishing a case plan could include:
A result of a notification/report
A result of a risk assessment
A result of a placement in out of home care
A result of a court order
A result of a contract to provide a service
Part of a case planning meeting or conference
Establishment of a case plan will be carried out within requirements established by:
Commonwealth and state legislation
Relevant international conventions
Organisation policy and procedures
Relevant program standards
Inter-agency protocols/guidelines
Development of a case plan includes:
Working collaboratively with the client and all stakeholders
Identifying priority needs/target needs/risks
Identifying and building on client strengths and/or protective factors
Setting goals which are negotiated with the client
Identifying strategies and actions, roles and responsibilities, timeframes and review
Documentation using formats and procedures
Client need includes:
Developmental needs (physical, social, cultural, emotional and psychological)
Risks
Early intervention/prevention
Supports in parenting
Practical e.g. housing, income
Stakeholders include:
Child or young person
Family
Significant others
Worker
Carers
Supervisor and organisation
Court and legal practitioners
Community
Information may include:
All official documentation relating to client, full family history, developmental and medical history
All available records, anecdotal material and individual interviews
Client can include:
Child/children
Young person/people
Parents
Family/relative
Significant others
Foster cares
Case management principles can include:
Taking the least intrusive intervention necessary to ensure safety and support protection
Safety, welfare and well being of child or young person is paramount consideration
Using a strengths-based, partnership approach in practice
Intervention is planned and purposeful
Working in partnership with other service providers
Consideration of culture, disability, language, religion, sexuality and any special needs in service provision
Children and young people placed away from home are entitled to special protection and assistance
Self determination of aboriginal and Torres Strait Islander communities
Recognition of the importance of maintaining significant relationships and cultural identity of a child or young person when they cannot live with their family
Working quickly to resolve permanency by planning placement stability and continuity of relationships
Ethical practice
Accountability for decisions and actions
Child centred practice includes:
Engaging in direct work with children and young people
Providing an advocacy role on behalf of children and young people
Understanding the different, and range, of stages of development (including attachment) and how that can inform intervention and planning
Ensuring that the child or young person is an active participant throughout the case management process
Recognising that children and young people are part of families and communities
Safeguarding children can not be separated from promoting their welfare
The role of prevention and early implementation strategies in protecting and supporting children
Family focus includes:
Recognition that parenting can be stressful and challenging
Recognition of the impact of poverty and disadvantage on families
Recognition of the potential impact of statutory intervention on families
Recognition of the complex issues facing the family
Exercising effective communication skills includes:
Identifying and evaluating what is occurring within an interaction in a non-judgemental way
Making decision about appropriate words, behaviour, posture
Using active listening
Using clarifying, summarising questions
Putting together a response that is culturally appropriate
Expressing an individual perspective
Expressing own philosophy, ideology and background and exploring the impact of this on the communication
Exploring and unpacking problems
Reflective listening
Providing sufficient time to enable stories to be told
Provide summarising and reflective response in conflict situations
Complex cases can include the presence of a number of complicating factors including:
Multiple abuse/injuries
Ritual abuse
Life threatening/high risk situations
Multiple difficulties present in family
Intellectual or psychiatric disabled clients
Chronic and serious substance abuse/addiction
Family/domestic violence
A wide range of other services involved which requires coordination
Involvement of protective and custodial agencies in the family over a lengthy period
Cases with high public/political sensitivity requiring sensitive and experienced case investigation and management
Poverty including poor housing, inadequate and limited educational, health and social facilities, and high risk communities/neighbourhoods
Case plan may include:
Assessment/investigation plan
Support and management plan
Out of home care plan
Restoration/reunification plan
Protection plan
Meetings may include:
Case conferences
Protection planning meetings
Family group conferences
Alternate dispute resolution
Cultural considerations include:
Indigenous and ethnic considerations
Power relationship structures
Rituals, beliefs, hierarchies and practices
Community politics
Gender
Parenting practice and family dynamics
Contracts for service provision include:
Responsibilities of service/agency
Referral service/agency and client are articulated, documented, endorsed and explained to the client and relevant stakeholders
Agreement is sought from client and stakeholders about roles, responsibilities, timelines, actions, milestones and outcomes
Procedures used in crisis situations include:
Ensuring security and safety of all relevant parties including protection and custodial issues and the level of intervention required
Appropriate crisis services such as counselling, respite care, debriefing
Support and prevention strategies includes:
Provision of information
Early intervention and prevention services
Financial and practical benefits
Rights of appeal mechanisms may include:
Those operating within all state departments, service provider organisations and external bodies
Record information relating to a case plan includes:
Computer report, hand written, electronic, on file, etc
Feedback mechanisms include:
Communicating daily with child, young person, family, significant other, about meeting of needs, participating within a case conference, recording observations about progress on activities
Each contact with client is recorded and includes:
Telephone contact, face-to-face interviews, contact with service provider about the client, letters, anecdotal information received from others, enquiries conducted by the worker to other agencies e.g. schools, doctors etc
Relevant supporting information includes:
Example reports e.g. medical, school, family assessment, out of home care history, intake forms, referees, financial assistance record etc
The Range Statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Add any essential operating conditions that may be present with training and assessment depending on the work situation, needs of the candidate, accessibility of the item, and local industry and regional contexts.
The contexts for establishing a case plan could include:
A result of a notification/report
A result of a risk assessment
A result of a placement in out of home care
A result of a court order
A result of a contract to provide a service
Part of a case planning meeting or conference
Establishment of a case plan will be carried out within requirements established by:
Commonwealth and state legislation
Relevant international conventions
Organisation policy and procedures
Relevant program standards
Inter-agency protocols/guidelines
Development of a case plan includes:
Working collaboratively with the client and all stakeholders
Identifying priority needs/target needs/risks
Identifying and building on client strengths and/or protective factors
Setting goals which are negotiated with the client
Identifying strategies and actions, roles and responsibilities, timeframes and review
Documentation using formats and procedures
Client need includes:
Developmental needs (physical, social, cultural, emotional and psychological)
Risks
Early intervention/prevention
Supports in parenting
Practical e.g. housing, income
Stakeholders include:
Child or young person
Family
Significant others
Worker
Carers
Supervisor and organisation
Court and legal practitioners
Community
Information may include:
All official documentation relating to client, full family history, developmental and medical history
All available records, anecdotal material and individual interviews
Client can include:
Child/children
Young person/people
Parents
Family/relative
Significant others
Foster cares
Case management principles can include:
Taking the least intrusive intervention necessary to ensure safety and support protection
Safety, welfare and well being of child or young person is paramount consideration
Using a strengths-based, partnership approach in practice
Intervention is planned and purposeful
Working in partnership with other service providers
Consideration of culture, disability, language, religion, sexuality and any special needs in service provision
Children and young people placed away from home are entitled to special protection and assistance
Self determination of aboriginal and Torres Strait Islander communities
Recognition of the importance of maintaining significant relationships and cultural identity of a child or young person when they cannot live with their family
Working quickly to resolve permanency by planning placement stability and continuity of relationships
Ethical practice
Accountability for decisions and actions
Child centred practice includes:
Engaging in direct work with children and young people
Providing an advocacy role on behalf of children and young people
Understanding the different, and range, of stages of development (including attachment) and how that can inform intervention and planning
Ensuring that the child or young person is an active participant throughout the case management process
Recognising that children and young people are part of families and communities
Safeguarding children can not be separated from promoting their welfare
The role of prevention and early implementation strategies in protecting and supporting children
Family focus includes:
Recognition that parenting can be stressful and challenging
Recognition of the impact of poverty and disadvantage on families
Recognition of the potential impact of statutory intervention on families
Recognition of the complex issues facing the family
Exercising effective communication skills includes:
Identifying and evaluating what is occurring within an interaction in a non-judgemental way
Making decision about appropriate words, behaviour, posture
Using active listening
Using clarifying, summarising questions
Putting together a response that is culturally appropriate
Expressing an individual perspective
Expressing own philosophy, ideology and background and exploring the impact of this on the communication
Exploring and unpacking problems
Reflective listening
Providing sufficient time to enable stories to be told
Provide summarising and reflective response in conflict situations
Complex cases can include the presence of a number of complicating factors including:
Multiple abuse/injuries
Ritual abuse
Life threatening/high risk situations
Multiple difficulties present in family
Intellectual or psychiatric disabled clients
Chronic and serious substance abuse/addiction
Family/domestic violence
A wide range of other services involved which requires coordination
Involvement of protective and custodial agencies in the family over a lengthy period
Cases with high public/political sensitivity requiring sensitive and experienced case investigation and management
Poverty including poor housing, inadequate and limited educational, health and social facilities, and high risk communities/neighbourhoods
Case plan may include:
Assessment/investigation plan
Support and management plan
Out of home care plan
Restoration/reunification plan
Protection plan
Meetings may include:
Case conferences
Protection planning meetings
Family group conferences
Alternate dispute resolution
Cultural considerations include:
Indigenous and ethnic considerations
Power relationship structures
Rituals, beliefs, hierarchies and practices
Community politics
Gender
Parenting practice and family dynamics
Contracts for service provision include:
Responsibilities of service/agency
Referral service/agency and client are articulated, documented, endorsed and explained to the client and relevant stakeholders
Agreement is sought from client and stakeholders about roles, responsibilities, timelines, actions, milestones and outcomes
Procedures used in crisis situations include:
Ensuring security and safety of all relevant parties including protection and custodial issues and the level of intervention required
Appropriate crisis services such as counselling, respite care, debriefing
Support and prevention strategies includes:
Provision of information
Early intervention and prevention services
Financial and practical benefits
Rights of appeal mechanisms may include:
Those operating within all state departments, service provider organisations and external bodies
Record information relating to a case plan includes:
Computer report, hand written, electronic, on file, etc
Feedback mechanisms include:
Communicating daily with child, young person, family, significant other, about meeting of needs, participating within a case conference, recording observations about progress on activities
Each contact with client is recorded and includes:
Telephone contact, face-to-face interviews, contact with service provider about the client, letters, anecdotal information received from others, enquiries conducted by the worker to other agencies e.g. schools, doctors etc
Relevant supporting information includes:
Example reports e.g. medical, school, family assessment, out of home care history, intake forms, referees, financial assistance record etc
EVIDENCE GUIDE
The evidence guide provides advice on assessment and must be read in conjunction with the Performance Criteria, Required Skills and Knowledge, the Range Statement and the Assessment Guidelines for this Training Package.
Critical aspects for assessment and evidence required to demonstrate this unit of competency:
The individual being assessed must provide evidence of specified essential knowledge as well as skills
This unit of competence must be assessed in the workplace within a statutory child protection authority and under the normal range of workplace conditions
Assessment must include the normal range of workplace situations
Access and equity considerations:
All workers in community services should be aware of access, equity and human rights issues in relation to their own area of work
All workers should develop their ability to work in a culturally diverse environment
In recognition of particular issues facing Aboriginal and Torres Strait Islander communities, workers should be aware of cultural, historical and current issues impacting on Aboriginal and Torres Strait Islander people
Assessors and trainers must take into account relevant access and equity issues, in particular relating to factors impacting on Aboriginal and/or Torres Strait Islander clients and communities
Context of and specific resources for assessment:
This unit can be assessed independently, however holistic assessment practice with other community services units of competency is encouraged
Resources required for assessment include access to:
an appropriate workplace where assessment can take place or simulation of realistic workplace setting
Method of assessment:
Assessment may include observation, questioning and evidence gathered from the workplace environment
Workplace evidence can be testimonials, portfolios or copies of completed workplace records/ documentation
Evidence will be determined by selection from the Range Statement, justified in terms of work requirements, work roles and responsibilities and occupational specialisations
Evidence for assessment of competence may be gathered by appropriate combination of the following:
demonstration of competency within the working environment in undertaking case management in a statutory child protection environment
assessment should be in the workplace, however, where there is not an opportunity to cover all relevant aspects in the work environment, the remainder should be assessed through realistic simulations, projects, previous relevant experience or oral questioning on 'what if?' scenarios
observation of processes and procedures, oral and/or written questions on essential knowledge and skills and consideration of required attitudes
where performance is not directly observed and/or is required to be demonstrated over a period of time and/or in a number of locations, any evidence should be authenticated by colleagues, supervisors, clients or other appropriate persons
review of any workplace documentation produced by the candidate related to case management in a statutory child protection environment
The evidence guide provides advice on assessment and must be read in conjunction with the Performance Criteria, Required Skills and Knowledge, the Range Statement and the Assessment Guidelines for this Training Package.
Critical aspects for assessment and evidence required to demonstrate this unit of competency:
The individual being assessed must provide evidence of specified essential knowledge as well as skills
This unit of competence must be assessed in the workplace within a statutory child protection authority and under the normal range of workplace conditions
Assessment must include the normal range of workplace situations
Access and equity considerations:
All workers in community services should be aware of access, equity and human rights issues in relation to their own area of work
All workers should develop their ability to work in a culturally diverse environment
In recognition of particular issues facing Aboriginal and Torres Strait Islander communities, workers should be aware of cultural, historical and current issues impacting on Aboriginal and Torres Strait Islander people
Assessors and trainers must take into account relevant access and equity issues, in particular relating to factors impacting on Aboriginal and/or Torres Strait Islander clients and communities
Context of and specific resources for assessment:
This unit can be assessed independently, however holistic assessment practice with other community services units of competency is encouraged
Resources required for assessment include access to:
an appropriate workplace where assessment can take place or simulation of realistic workplace setting
Method of assessment:
Assessment may include observation, questioning and evidence gathered from the workplace environment
Workplace evidence can be testimonials, portfolios or copies of completed workplace records/ documentation
Evidence will be determined by selection from the Range Statement, justified in terms of work requirements, work roles and responsibilities and occupational specialisations
Evidence for assessment of competence may be gathered by appropriate combination of the following:
demonstration of competency within the working environment in undertaking case management in a statutory child protection environment
assessment should be in the workplace, however, where there is not an opportunity to cover all relevant aspects in the work environment, the remainder should be assessed through realistic simulations, projects, previous relevant experience or oral questioning on 'what if?' scenarios
observation of processes and procedures, oral and/or written questions on essential knowledge and skills and consideration of required attitudes
where performance is not directly observed and/or is required to be demonstrated over a period of time and/or in a number of locations, any evidence should be authenticated by colleagues, supervisors, clients or other appropriate persons
review of any workplace documentation produced by the candidate related to case management in a statutory child protection environment
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| D2299 | CHCCM506B | Undertake case management in a child protection framework | Unit of competency |
Replaced By
| State Code | National Code | Title | Type |
|---|---|---|---|
| AVC21 | CHCCSM007 | Undertake case management in a child protection framework | Unit of competency |
| State Code | National Code | Title | Type |
|---|---|---|---|
| J021 | CHC41512 | Certificate IV in Child, Youth and Family Intervention (Child Protection) | Qualification |
| D331 | CHC70208 | Graduate Certificate In Community Services Practice (Client assessment and case management) | Qualification |
| D330 | CHC70108 | Graduate Certificate In Community Services Practice (Statutory child protection) | Qualification |