Unit of competency Outline

Date retreived
24/07/2026 12:31 AM AWST

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Identify and classify records to be captured

Identify and classify records to be captured

Unit of competency
National Code
TLIP3016A
State Code
D5289
TGA Status
Replaced
DTWD Status
Replaced
Current Release Number
1.00
Current Release Date
07/03/2011
State Implementation and Classification
Approved Date
18/09/2012
Field of Education
080901 - Secretarial And Clerical Studies
Original Release Date
18/09/2012
Nominal Hours
40
Description
This unit involves the skills and knowledge required to identify and classify records to be captured in accordance with workplace requirements including identifying records to be captured, classifying records, and registering records. Licensing, legislative, regulatory or certification requirements are applicable to this unit.
Notes
Elements and Performance Criteria
1Identify records to be captured
  • 1.1 Incoming material is categorised in accordance with organisational procedures for records which are to be captured
  • 1.2 Storage for records including specific environmental conditions and accessibility requirements are noted and actioned as required
  • 1.3 Activity documented by the record is identified from the elements of the record in accordance with organisational procedures
  • 1.4 Area or action officer to which the record needs to go is identified from elements of the record or its content and staff list, in accordance with organisational procedures
  • 1.5 Incoming material is assessed against organisational checklist to identify what material needs to be captured
  • 1.6 Material which does not need to be registered is dealt with in accordance with organisational procedures
  • 1.7 Where required by organisational procedures, the format/media of the record is modified in accordance with organisational requirements and procedures
2Classify the record
  • 2.1 The identified transaction/action/activity documented by the record is matched to the organisation's classification scheme
  • 2.2 The full classification of the record is selected in accordance with the system rules and organisational procedures
  • 2.3 The classified record is linked to other records in the system in accordance with the system rules and organisational procedures
  • 2.4 Indexing points (cross-reference terms) are selected for the record in accordance with the system rules and organisational procedures
3Register the record
  • 3.1 Unique identifier is selected for record in accordance with organisational procedures and record keeping system rules
  • 3.2 Record is registered into record keeping system with title, description, details of record creator, immediate location and any other control information to fulfil the system requirements in accordance with organisational procedures
  • 3.3 Access and security status are determined in accordance with organisational procedures and documented in accordance with record keeping system rules
  • 3.4 Disposal status of the record is determined and recorded in accordance with the record keeping system rules and organisational procedures
  • 3.5 Record is forwarded to its appropriate location, which is recorded in accordance with the system rules and organisational procedures
RANGE STATEMENT
The range statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance.
Work may be conducted:
in a range of work environments
by day or night
Customers may be:
internal or external
Workplaces may comprise:
large, medium or small worksites
Workplace environment may include movement of:
equipment
goods
products
materials
vehicular traffic
Records may be:
electronic
paper-based
microform
graphic
mainframe or PC-based applications
Storage requirements may include records in various modes such as:
paper-based
computer disks and reels
CD-ROM
microfiche
film
audio
The record identification and classification process is:
conducted as part of records management activities with the operator using discretion and judgement within established procedures
Access status of records may be:
confidential
high security (restricted)
open
Records may be registered (captured) into:
current records systems
archival control systems
business systems
storage facilities systems
Storage may be:
centralised or decentralised
off-line or off-site
in-house or out-sourced
commercial storage service or government repository
CD storage
imaging systems
microform
audio-visual/multimedia formats with special storage requirements (temperature controlled, dust-free, strict air-conditioning specifications)
Hazards in the work area may include:
height and reach implications of storage facilities
dust and vapours
stationary and moving equipment, parts and materials
noise, light, energy sources
electrical equipment
humidity, air temperature, radiant heat
debris on floor
faulty racking
poorly stacked records or boxes
faulty equipment
OH&S requirements include:
manual handling
protective clothing
elimination/control of hazards
machine isolation
machine guarding
Communication in the work area may include:
phone
fax
email/internet
electronic data interchange (EDI)
RF systems
barcode readers
oral, aural or signed communications
Depending on the type of organisation concerned and the local terminology used, workplace procedures may include:
company procedures
enterprise procedures
organisational procedures
established or standard procedures
Consultative processes may involve:
workplace personnel including supervisors and managers
customers/clients
suppliers and contractors
union representatives
industrial relations and OH&S specialists
other professional or technical staff
Personal protective equipment may include:
gloves
safety headwear and footwear
safety glasses
protective clothing
high visibility clothing
Information/documents may include:
job specifications and workplace operating procedures
relevant Australian or international standards pertaining to records management
storage specifications and requirements
manufacturers specifications for equipment/tools
supplier and/or client instructions
codes of practice including the National Standards for Manual Handling and the Industry Safety Code
relevant regulations including the privacy and confidentiality requirements
award, enterprise bargaining agreement, other industrial arrangements
standards and certification requirements
emergency procedures
quality assurance standards for records management
Applicable regulations and legislation may include:
relevant codes and regulations pertaining to records management
relevant Australian Standards relating to records management
relevant state/territory OH&S legislation
relevant state/territory environmental protection legislation
privacy and confidentiality legislation and regulations
freedom of information regulations
workplace relations regulations including equal opportunity, equal employment opportunity and affirmative action legislation
workers compensation regulations
EVIDENCE GUIDE
The evidence guide provides advice on assessment and must be read in conjunction with the performance criteria, required knowledge and skills, the range statement and the assessment guidelines for this Training Package.
Critical aspects for assessment and evidence required to demonstrate competency in this unit
The evidence required to demonstrate competency in this unit must be relevant to and satisfy all of the requirements of the elements and performance criteria of this unit and include demonstration of applying:
the underpinning knowledge and skills
relevant legislation and workplace procedures
other relevant aspects of the range statement
Context of and specific resources for assessment
Performance is demonstrated consistently over a period of time and in a suitable range of contexts
Resources for assessment include:
a range of relevant exercises, case studies and/or other simulated practical and knowledge assessment, and/or
access to an appropriate range of relevant operational situations in the workplace
In both real and simulated environments, access is required to:
relevant and appropriate materials and equipment, and
applicable documentation including workplace procedures, regulations, codes of practice and operation manuals
Method of assessment
Assessment of this unit must be undertaken by a registered training organisation
As a minimum, assessment of knowledge must be conducted through appropriate written/oral tests
Practical assessment must occur:
through activities in an appropriately simulated environment at the registered training organisation, and/or
in an appropriate range of situations in the workplace
Replaced By
State Code National Code Title Type
AWL45 TLIP3016 Identify and classify records to be captured Unit of competency
State Code National Code Title Type
W931 TLI32410 Certificate III in Logistics Qualification
W925 TLI31610 Certificate III in Warehousing Operations Qualification