Unit of competency Outline
Date retreived
23/07/2026 1:19 AM AWST
23/07/2026 1:19 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Apply risk management processes
Apply risk management processes
Unit of competency
National Code
RIIRIS301B
RIIRIS301B
State Code
WC367
WC367
TGA Status
Replaced
Replaced
DTWD Status
Replaced
Replaced
State Implementation and Classification
Approved Date
18/07/2012
Field of Education
061301 - Occupational Health And Safety
Original Release Date
18/07/2012
Nominal Hours
30
Description
This unit covers the application of risk management processes in resources and infrastructure industries. It includes identifying hazards; assessing and identifying unacceptable risk; identifying and recommending treatments; contributing to the implementation of treatments; and reviewing safety system documentation.
Notes
Elements and Performance Criteria
1. Identify hazards
- 1.1 Access, interpret and apply compliance documentation relevant to the application of risk management processes
- 1.2 Inspect and analyze work area conditions regularly and systematically to identify potential hazards
- 1.3 Access interpret and apply existing procedures to control identified hazards
- 1.4 Identify hazards not controlled by existing procedures
- 1.5 Recognise the type and scope of yet to be resolved hazards and their likely impact
2. Assess and identify unacceptable risk
- 2.1 Consider and determine the likelihood of the event happening
- 2.2 Evaluate and determine the consequence if the event should occur
- 2.3 Consider and determine the risk level (likelihood and consequence combined)
- 2.4 Identify or source the criteria for determining the acceptability/unacceptability of the risk
- 2.5 Evaluate the risk against criteria to identify if it warrants ‘unacceptable risk’ status and refer the findings to the appropriate person
3. Identify and recommend controls
- 3.1 Identify the range of controls which may eliminate or minimise the risk
- 3.2 Conduct a detailed analysis of feasible options including the identification of resource requirements
- 3.3 Select the most appropriate control for dealing with the situation
4. Contribute to the implementation of control
- 4.1 Plan selected control in detail, including the identification of resource requirements
- 4.2 Gain authorisation for selected control in accordance with site requirements
- 4.3 Document and review controls in accordance with site working instructions (or equivalent) for the job
- 4.4 Apply procedures to control recognised hazards
- 4.5 Communicate information on the control and its implementation to the relevant people
5. Review safety system documentation
- 5.1 Monitor and review site working instructions (or equivalent) for adherence to compliance documentation and site requirements
- 5.2 Action amendments to the site working instructions (or equivalent) or refer the matter to the appropriate party for follow up
Relevant compliance documentation
may include:
legislative, organisation and site requirements and procedures
manufacturer’s guidelines and specifications
Australian standards
code of practice
Employment and workplace relations legislation
Equal Employment Opportunity and Disability Discrimination legislation
Risk Management is defined as:
the culture, processes and structures that are directed towards the effective management of potential opportunities and adverse effects
Existing procedures may include those focussed on:
personal safety (e.g. personal protective equipment, medical standards, drug and alcohol, stress management and evacuation)
equipment and machinery isolation
protection and guarding
hazard identification and monitoring
chemical safety
fire safety
other potential emergency related circumstances
uncontrolled energy
change
Risk is defined as:
the chance of something happening that will have an impact upon objectives. It is measured in terms of consequences and likelihood
Hazard is defined as:
a source of potential harm or a situation with a potential to cause loss
Hazards may involve:
equipment
methods/plans
people
the work environment
uncontrolled energy
changeover
nearby activities
different conditions
Likelihood is defined as:
a qualitative description of probability and frequency
Probability is defined as:
the measure of the chance of occurrence expressed as a number between 0 and 1
Consequence is defined as:
The outcome of an event or situation expressed qualitatively or quantitatively, being a loss, injury, disadvantage or gain
Criteria for the acceptability/ unacceptability of the risk must be determined by:
the organisation’s internal policy, goals and/or objectives in reference to relevant legislation
Controls may include option type in sequence such as:
eliminating the hazard
substitution
engineering controls
administrative controls (procedures, etc)
PPE
Resources may include:
people
finance
equipment
environment
buildings/facilities
technology
information
Site working instructions may include:
applicable commonwealth/state/territory legislation and code of practice relating to the industry, dangerous and hazardous goods, environmental protection and safety and health
worksite safety management systems
manufacturer’s documentation and handbooks
workplace operating procedures and policies
materials safety data sheet
emergency procedures
safety alert
Communications may include:
face to face
in writing
by telephone or by other electronic means
formal
informal
may include:
legislative, organisation and site requirements and procedures
manufacturer’s guidelines and specifications
Australian standards
code of practice
Employment and workplace relations legislation
Equal Employment Opportunity and Disability Discrimination legislation
Risk Management is defined as:
the culture, processes and structures that are directed towards the effective management of potential opportunities and adverse effects
Existing procedures may include those focussed on:
personal safety (e.g. personal protective equipment, medical standards, drug and alcohol, stress management and evacuation)
equipment and machinery isolation
protection and guarding
hazard identification and monitoring
chemical safety
fire safety
other potential emergency related circumstances
uncontrolled energy
change
Risk is defined as:
the chance of something happening that will have an impact upon objectives. It is measured in terms of consequences and likelihood
Hazard is defined as:
a source of potential harm or a situation with a potential to cause loss
Hazards may involve:
equipment
methods/plans
people
the work environment
uncontrolled energy
changeover
nearby activities
different conditions
Likelihood is defined as:
a qualitative description of probability and frequency
Probability is defined as:
the measure of the chance of occurrence expressed as a number between 0 and 1
Consequence is defined as:
The outcome of an event or situation expressed qualitatively or quantitatively, being a loss, injury, disadvantage or gain
Criteria for the acceptability/ unacceptability of the risk must be determined by:
the organisation’s internal policy, goals and/or objectives in reference to relevant legislation
Controls may include option type in sequence such as:
eliminating the hazard
substitution
engineering controls
administrative controls (procedures, etc)
PPE
Resources may include:
people
finance
equipment
environment
buildings/facilities
technology
information
Site working instructions may include:
applicable commonwealth/state/territory legislation and code of practice relating to the industry, dangerous and hazardous goods, environmental protection and safety and health
worksite safety management systems
manufacturer’s documentation and handbooks
workplace operating procedures and policies
materials safety data sheet
emergency procedures
safety alert
Communications may include:
face to face
in writing
by telephone or by other electronic means
formal
informal
The evidence guide provides advice on assessment and must be read in conjunction with the performance criteria, required skills and knowledge, range statement and the Assessment Guidelines for the Training Package.
Overview of assessment
Critical aspects for assessment and evidence required to demonstrate competency in this unit
The evidence required to demonstrate competency in this unit must be relevant to worksite operations and satisfy all of the requirements of the performance criteria, required skills and knowledge and the range statement of this unit and include evidence of the following:
knowledge of the requirements, procedures and instructions for applying risk management processes
implementation of requirements, procedures and techniques for the safe, effective and efficient completion of risk management processes
working with others to undertake and complete the application of risk management processes that meets all of the required outcomes
consistent timely completion of risk management processes that safely, effectively and efficiently meets the required outcomes
Context of and specific resources for assessment
This unit must be assessed in the context of the work environment. Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of workplace performance, including task skills, task management skills, contingency management skills and job role environment skills.
The assessment environment should not disadvantage the participant. For example, language, literacy and numeracy demands of assessment should not be greater than those required on the job.
Customisation of assessment and delivery environment to sensitively accommodate cultural diversity.
Aboriginal people and other people from a non English speaking background may have second language issues.
Assessment of this competency requires typical resources normally used in the work environment. Selection and use of resources for particular worksites may differ due to site circumstances.
Where applicable, physical resources should include equipment modified for people with disabilities.
Access must be provided to appropriate learning and/or assessment support when required.
Method of assessment
This unit may be assessed in a holistic way with other units of competency. The assessment strategy for this unit must verify required knowledge and skill and practical application using more than one of the following assessment methods:
written and/or oral assessment of the candidate's required knowledge
observed, documented and/or first hand testimonial evidence of the candidate's:
implementation of appropriate requirement, procedures and techniques for the safe, effective and efficient achievement of required outcomes
consistently achieving the required outcomes
first hand testimonial evidence of the candidate's:
working with others to undertake and complete the application of risk management processes
Guidance information for assessment
Consult the SkillsDMC User Guide for further information on assessment including access and equity issues.
Overview of assessment
Critical aspects for assessment and evidence required to demonstrate competency in this unit
The evidence required to demonstrate competency in this unit must be relevant to worksite operations and satisfy all of the requirements of the performance criteria, required skills and knowledge and the range statement of this unit and include evidence of the following:
knowledge of the requirements, procedures and instructions for applying risk management processes
implementation of requirements, procedures and techniques for the safe, effective and efficient completion of risk management processes
working with others to undertake and complete the application of risk management processes that meets all of the required outcomes
consistent timely completion of risk management processes that safely, effectively and efficiently meets the required outcomes
Context of and specific resources for assessment
This unit must be assessed in the context of the work environment. Where personal safety or environmental damage are limiting factors, assessment may occur in a simulated environment provided it is realistic and sufficiently rigorous to cover all aspects of workplace performance, including task skills, task management skills, contingency management skills and job role environment skills.
The assessment environment should not disadvantage the participant. For example, language, literacy and numeracy demands of assessment should not be greater than those required on the job.
Customisation of assessment and delivery environment to sensitively accommodate cultural diversity.
Aboriginal people and other people from a non English speaking background may have second language issues.
Assessment of this competency requires typical resources normally used in the work environment. Selection and use of resources for particular worksites may differ due to site circumstances.
Where applicable, physical resources should include equipment modified for people with disabilities.
Access must be provided to appropriate learning and/or assessment support when required.
Method of assessment
This unit may be assessed in a holistic way with other units of competency. The assessment strategy for this unit must verify required knowledge and skill and practical application using more than one of the following assessment methods:
written and/or oral assessment of the candidate's required knowledge
observed, documented and/or first hand testimonial evidence of the candidate's:
implementation of appropriate requirement, procedures and techniques for the safe, effective and efficient achievement of required outcomes
consistently achieving the required outcomes
first hand testimonial evidence of the candidate's:
working with others to undertake and complete the application of risk management processes
Guidance information for assessment
Consult the SkillsDMC User Guide for further information on assessment including access and equity issues.
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| WB418 | RIIRIS301A | Apply risk management processes | Unit of competency |
Replaced By
| State Code | National Code | Title | Type |
|---|---|---|---|
| WH646 | RIIRIS301D | Apply risk management processes | Unit of competency |
| State Code | National Code | Title | Type |
|---|---|---|---|
| W691 | RII40609 | Certificate IV in Civil Construction Operations | Qualification |
| W683 | RII31909 | Certificate III in Drilling Oil/Gas (Off shore) | Qualification |
| W682 | RII31809 | Certificate III in Drilling Operations | Qualification |
| D587 | RII40311 | Certificate IV in Metalliferous Mining Operations (Underground) | Qualification |
| AC821 | CPPSS00034 | Provide Support in Spatial Field Services Skill Set | Skill set |
| D585 | RII30411 | Certificate III in Resource Processing | Qualification |
| D794 | RII30112 | Certificate III in Surface Extraction Operations | Qualification |
| W686 | RII40109 | Certificate IV in Surface Extraction Operations | Qualification |
| J352 | CPP30112 | Certificate III in Surveying and Spatial Information Services | Qualification |
| D584 | RII30311 | Certificate III in Underground Metalliferous Mining | Qualification |