Unit of competency Outline

Date retreived
21/07/2026 11:52 PM AWST

Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.

Analyse financial market products for client

Analyse financial market products for client

Unit of competency
National Code
FNSFMK502
State Code
AUR13
TGA Status
Current
DTWD Status
Approved
Current Release Number
1.00
Current Release Date
25/03/2015
View on TGA
State Implementation and Classification
Approved Date
16/09/2015
Field of Education
080101 - Accounting
Original Release Date
16/09/2015
Nominal Hours
45
Description
This unit describes the skills and knowledge required to conduct analysis of financial market products to meet the specific requirements and expectations of clients.It applies to individuals who use up-to-date specialised knowledge and analytical and problem-solving skills to provide customised solutions.Work functions in the occupational areas where this unit may be used are subject to regulatory requirements. Refer to the FNS Implementation Guide Companion Volume or the relevant regulator for specific guidance on requirements.
Notes
Elements and Performance Criteria
1. Conduct analysis of financial market products
  • 1.1 Analyse information provided on client‘s investment objectives
  • 1.2 Identify a range of appropriate financial markets products that meet client’s objectives and investment strategy
  • 1.3 Source and assess information relevant to the range of available financial products for currency and accuracy
  • 1.4 Seek specialist advice if required for complex investment strategies
  • 1.5 Apply appropriate analytical techniques and processes to identify facts, issues and patterns, interrelationships and trends
  • 1.6 Accurately analyse trends to provide meaningful information on performance of financial products and markets
  • 1.7 Conduct risk assessment of possible financial strategies and products identified through research and analysis processes
2. Provide information to inform decision making
  • 2.1 Collate and review analyses to ensure accuracy and thoroughness, and present in an appropriate format, style and structure
  • 2.2 Outline how financial market products meet client investment objectives and planned investment strategy
  • 2.3 Ensure suggested products meet relevant legislative, industry and organisational requirements
No information
No information
Replaces
State Code National Code Title Type
D4124 FNSFMK502A Analyse financial market products for client Unit of competency