Unit of competency Outline
Date retreived
22/07/2026 7:23 AM AWST
22/07/2026 7:23 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Establish and maintain the enterprise OHS program
Establish and maintain the enterprise OHS program
Unit of competency
National Code
SFIOHS501C
SFIOHS501C
State Code
D9253
D9253
TGA Status
Deleted
Deleted
DTWD Status
Transition (Deleted)
Transition (Deleted)
State Implementation and Classification
Approved Date
13/10/2014
Field of Education
061301 - Occupational Health And Safety
Original Release Date
13/10/2014
Nominal Hours
60
Description
This unit of competency involves effectively establishing, maintaining and evaluating the organisation's occupational health and safety (OHS) system in order to ensure that the workplace is, so far as is practicable, safe and without risks to the health of employees and others within area of managerial responsibility. Licensing, legislative, regulatory or certification requirements may apply to this unit. Therefore it will be necessary to check with the relevant state or territory regulators for current licensing, legislative or regulatory requirements before undertaking this unit.
Notes
Elements and Performance Criteria
1. Establish and maintain the framework for the OHS system in the area of managerial responsibility
- 1.1. OHS policies are developed which clearly express the organisation's commitment with respect to OHS within the area of managerial responsibility and how relevant OHS legislation will be implemented, consistent with overall organisational policies.
- 1.2. OHS responsibilities and duties which will allow implementation and integration of the OHS system are clearly defined, allocated and included in job descriptions and duty statements for all relevant positions.
- 1.3. Financial and human resources for the operation of the OHS system are identified, sought and/or provided in a timely and consistent manner.
- 1.4. Information on the OHS system and procedures for the area of managerial responsibility is provided and explained in a form which is readily accessible to employees.
2. Established and maintain participative arrangements for the management of OHS
- 2.1. Appropriate consultative processes are established and maintained in consultation with employees and their representatives according to relevant OHS legislation and consistent with the organisation's overall process for consultation.
- 2.2. Issues raised through participation and consultation are dealt with and resolved promptly and effectively in accordance with procedures for issue resolution.
- 2.3. Information about the outcomes of participation and consultation is provided in a manner accessible to employees.
3. Establish and maintain procedures for identifying hazards
- 3.1. Existing and potential hazards are correctly identified and confirmed according to OHS legislation, codes of practice and trends identified from the OHS records system.
- 3.2. A procedure for ongoing identification of hazards is developed and integrated within systems of work and procedures.
- 3.3. Activities are appropriately monitored to ensure that procedures are adopted effectively throughout the area of managerial responsibility.
- 3.4. Hazard identification is addressed at the planning, design and evaluation stages of any change in the workplace to ensure that new hazards are not created.
4. Establish and maintain procedures for assessing risks
- 4.1. Risks presented by identified hazards are correctly assessed according to OHS legislation and codes of practice.
- 4.2. Procedure for ongoing assessment of risks are developed and integrated within systems of work and procedures.
- 4.3. Activities are monitored to ensure that procedures are adopted effectively.
- 4.4. Risk assessment is addressed at the planning, design and evaluation stages of any change to ensure that risks from hazards are not increased.
5. Establish and maintain procedures for controlling risks
- 5.1. Measures to control assessed risks are developed and implemented according to the hierarchy of control, relevant OHS legislation, codes of practice and trends identified from the OHS records system.
- 5.2. When measures, which control a risk at its source, are not immediately practicable, interim solutions are implemented until a control measure is developed.
- 5.3. Procedure for ongoing control of risks, based on the hierarchy of control, are developed and integrated within general systems of work and procedures.
- 5.4. Activities are monitored to ensure that risk control procedures are adopted effectively.
- 5.5. Risk control is addressed at the planning, design and evaluation stages of any change to ensure that adequate risk control measures are included.
- 5.6. Inadequacies in existing risk control measures are identified according to the hierarchy of control, and resources enabling implementation of new measures are sought and/or provided according to appropriate procedures.
6. Establish and maintain organisational procedures for dealing with hazardous events
- 6.1. Potential hazardous events are correctly identified.
- 6.2. Procedures which would control the risks associated with hazardous events and meet any legislative requirements as a minimum are developed in consultation with appropriate emergency services.
- 6.3. Appropriate information and training is provided to all employees to enable implementation of the correct procedures in all relevant circumstances.
7. Establish and maintain an OHS training program
- 7.1. An OHS training program is developed and implemented to identify and fulfil employees' OHS training needs as part of the organisation's general training program.
- 7.2. OHS training needs are identified and recommendations for delivery formulated.
8. Establish and maintain a system for OHS records
- 8.1. A system for keeping OHS records is established and monitored to allow identification of patterns of occupational injury and disease.
- 8.2. Sources of workplace information and data are accessed as part of regular monitoring of the OHS management system to identify hazards and monitor risk control procedures within the workplace.
9. Evaluate the organisation's OHS system and related policies, procedures and programs
- 9.1. The effectiveness of the OHS system and related policies, procedures and programs is regularly assessed according to the organisation's aims with respect to OHS.
- 9.2. Improvements to the OHS system are developed and implemented to ensure more effective achievement of the organisation's aims with respect to OHS.
- 9.3. Compliance with OHS legislation and codes of practice is assessed to ensure that legal OHS standards are maintained as a minimum.
RANGE STATEMENT
The range statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Bold italicised wording, if used in the performance criteria, is detailed below. Essential operating conditions that may be present with training and assessment (depending on the work situation, needs of the candidate, accessibility of the item, and local industry and regional contexts) may also be included.
Framework for the OHS may include:
a system for communicating OHS information to employees, supervisors and managers within the enterprise
determining the ways in which OHS will be managed. This may include distinct OHS management activities, or inclusion of OHS functions within a range of management functions and operations, such as:
designing operations, work flow and materials handling
maintenance of plant and equipment
planning or implementing alterations to site, plant, operations or work systems
purchasing of materials and equipment
mechanisms for keeping up-to-date with relevant information and updating the management arrangements for OHS, for example, information on health effects of hazards, technical developments in risk control and environmental monitoring and changes to legislation
mechanisms for review and allocation of human, technical and financial resources needed to manage OHS, including defining and allocating OHS responsibilities for all relevant positions
mechanisms to assess and update OHS management arrangements relevant to legislative requirements
policy development and updating.
Participative arrangements for the management of OHS may cover:
employee and supervisor involvement in OHS management activities, such as OHS inspections, audits, environmental monitoring, risk assessment and risk control
OHS representatives
inclusion of OHS in consultative or other meetings and processes
OHS committees (e.g. consultative, planning and purchasing)
procedures for reporting hazards, risks and OHS safety issues by managers and employees.
Procedures for identifying hazards may include:
audits
employee reporting of OHS issues
maintaining and analysing OHS records, including environmental monitoring and health surveillance reports
maintenance of plant and equipment
reviews of materials and equipment purchases, including manufacturer and supplier information
workplace inspections, including plant and equipment.
Procedures for assessing risks may include:
analysis of relevant records and reports (e.g. injuries and incidents, hazardous substances inventories/registers, audit and environmental monitoring reports and OHS committee records)
determining the likelihood and severity of adverse consequences from hazards
maintenance of plant and equipment
OHS audits
planning or implementing alterations to site, operations or work systems
purchasing of materials and equipment
workplace inspections.
Procedures for controlling risks may include:
appropriate application of measures according to the hierarchy of control, namely:
administrative controls
elimination of the risk
engineering controls
PPE
assessing the OHS consequences of materials, plant or equipment prior to purchase
checking enterprise compliance with regulatory requirements
designing safe operations and systems of work
inclusion of new OHS information into procedures
obtaining expert advice.
Organisational procedures for hazardous events may include:
inspecting systems and operations associated with potentially hazardous events (e.g. emergency communications, links to emergency services, fire fighting, chemical spill containment, bomb alerts and first aid services)
making inventories of, and inspecting, high risk operations.
OHS training program may include:
allocation of resources for OHS training, including acquisition of training resources, development of staff training skills and purchase of training services
arrangements for ongoing assessment of training needs, for example, relating to:
emergencies and evacuations
specific hazards
specific tasks or equipment
supervisors and managers
training required under OHS legislation
induction training
training for new operations, materials or equipment.
OHS records may cover:
first aid/medical post records
identifying records required under OHS legislation, for example:
worker's compensation and rehabilitation records
hazardous substances registers
material safety data sheets (MSDS)
major accident/injury notifications
investigation reports
certificates and licences
maintenance and testing reports
manufacturer and supplier OHS information
minutes of meetings
OHS audits and inspection reports
records of instruction and training
workplace environmental monitoring and health surveillance records.
Evaluate the organisation's OHS system may include:
audits against OHS legislative requirements
regular analysis of OHS records
regular review of operating procedures
reviewing the effectiveness of the OHS management system.
The range statement relates to the unit of competency as a whole. It allows for different work environments and situations that may affect performance. Bold italicised wording, if used in the performance criteria, is detailed below. Essential operating conditions that may be present with training and assessment (depending on the work situation, needs of the candidate, accessibility of the item, and local industry and regional contexts) may also be included.
Framework for the OHS may include:
a system for communicating OHS information to employees, supervisors and managers within the enterprise
determining the ways in which OHS will be managed. This may include distinct OHS management activities, or inclusion of OHS functions within a range of management functions and operations, such as:
designing operations, work flow and materials handling
maintenance of plant and equipment
planning or implementing alterations to site, plant, operations or work systems
purchasing of materials and equipment
mechanisms for keeping up-to-date with relevant information and updating the management arrangements for OHS, for example, information on health effects of hazards, technical developments in risk control and environmental monitoring and changes to legislation
mechanisms for review and allocation of human, technical and financial resources needed to manage OHS, including defining and allocating OHS responsibilities for all relevant positions
mechanisms to assess and update OHS management arrangements relevant to legislative requirements
policy development and updating.
Participative arrangements for the management of OHS may cover:
employee and supervisor involvement in OHS management activities, such as OHS inspections, audits, environmental monitoring, risk assessment and risk control
OHS representatives
inclusion of OHS in consultative or other meetings and processes
OHS committees (e.g. consultative, planning and purchasing)
procedures for reporting hazards, risks and OHS safety issues by managers and employees.
Procedures for identifying hazards may include:
audits
employee reporting of OHS issues
maintaining and analysing OHS records, including environmental monitoring and health surveillance reports
maintenance of plant and equipment
reviews of materials and equipment purchases, including manufacturer and supplier information
workplace inspections, including plant and equipment.
Procedures for assessing risks may include:
analysis of relevant records and reports (e.g. injuries and incidents, hazardous substances inventories/registers, audit and environmental monitoring reports and OHS committee records)
determining the likelihood and severity of adverse consequences from hazards
maintenance of plant and equipment
OHS audits
planning or implementing alterations to site, operations or work systems
purchasing of materials and equipment
workplace inspections.
Procedures for controlling risks may include:
appropriate application of measures according to the hierarchy of control, namely:
administrative controls
elimination of the risk
engineering controls
PPE
assessing the OHS consequences of materials, plant or equipment prior to purchase
checking enterprise compliance with regulatory requirements
designing safe operations and systems of work
inclusion of new OHS information into procedures
obtaining expert advice.
Organisational procedures for hazardous events may include:
inspecting systems and operations associated with potentially hazardous events (e.g. emergency communications, links to emergency services, fire fighting, chemical spill containment, bomb alerts and first aid services)
making inventories of, and inspecting, high risk operations.
OHS training program may include:
allocation of resources for OHS training, including acquisition of training resources, development of staff training skills and purchase of training services
arrangements for ongoing assessment of training needs, for example, relating to:
emergencies and evacuations
specific hazards
specific tasks or equipment
supervisors and managers
training required under OHS legislation
induction training
training for new operations, materials or equipment.
OHS records may cover:
first aid/medical post records
identifying records required under OHS legislation, for example:
worker's compensation and rehabilitation records
hazardous substances registers
material safety data sheets (MSDS)
major accident/injury notifications
investigation reports
certificates and licences
maintenance and testing reports
manufacturer and supplier OHS information
minutes of meetings
OHS audits and inspection reports
records of instruction and training
workplace environmental monitoring and health surveillance records.
Evaluate the organisation's OHS system may include:
audits against OHS legislative requirements
regular analysis of OHS records
regular review of operating procedures
reviewing the effectiveness of the OHS management system.
EVIDENCE GUIDE
The evidence guide provides advice on assessment and must be read in conjunction with the performance criteria, required skills and knowledge, range statement and the Assessment Guidelines for the Training Package.
Overview of assessment
Critical aspects for assessment evidence required to demonstrate competence in this unit
Competence may be demonstrated working individually, under the guidance of, or as a member of, a team with specialist OHS staff, managers or consultants.
Assessment must confirm ability to:
establish and/or maintain the organisation's OHS management system
identify when expert advice is needed, obtain that advice and act on it appropriately.
Assessment must confirm knowledge of:
how the characteristics of the workforce impact on the design and maintenance of OHS management systems, and an ability to apply that understanding
relevant OHS Acts, regulations and codes of practice and how they will be implemented within the area of managerial responsibility
the principles and practice of effective OHS, including the significance of organisational management systems and procedures for OHS, and an ability to establish and maintain appropriate arrangements for OHS within those systems and procedures.
Context of and specific resources for assessment
This unit should be assessed by a combination of workplace (or a realistic simulation) and off-the-job assessment. The context of assessment should ensure that evidence relating to the contingency management component (ability to deal with irregularities and breakdowns) of competency can be collected. Evidence must include observation in the workplace as well as off-the-job techniques, such as interviews and simulations. Conditions for simulations should:
accurately simulate the range of operations and circumstances that managers or owners could be expected to manage in the workplace
allow for discussion
ensure the relevant information and documents are available.
Resources may include:
relevant OHS Acts, regulations and codes of practice
information relevant to the management of the enterprise (e.g. planning, operations, maintenance, purchasing and budgeting)
enterprise OHS management information, including policies and procedures
work areas in the area of managerial responsibility.
Method of assessment
The following assessment methods are suggested:
case studies
demonstration of skills in workplace or simulated work environment
interviews
portfolio of workplace OHS documents, such as policy, procedures, minutes of meetings, checklists, risk control plans, incident reports and OHS records
projects (work or scenario based)
written tests.
Guidance information for assessment
This unit may be assessed holistically with other units within a qualification.
The evidence guide provides advice on assessment and must be read in conjunction with the performance criteria, required skills and knowledge, range statement and the Assessment Guidelines for the Training Package.
Overview of assessment
Critical aspects for assessment evidence required to demonstrate competence in this unit
Competence may be demonstrated working individually, under the guidance of, or as a member of, a team with specialist OHS staff, managers or consultants.
Assessment must confirm ability to:
establish and/or maintain the organisation's OHS management system
identify when expert advice is needed, obtain that advice and act on it appropriately.
Assessment must confirm knowledge of:
how the characteristics of the workforce impact on the design and maintenance of OHS management systems, and an ability to apply that understanding
relevant OHS Acts, regulations and codes of practice and how they will be implemented within the area of managerial responsibility
the principles and practice of effective OHS, including the significance of organisational management systems and procedures for OHS, and an ability to establish and maintain appropriate arrangements for OHS within those systems and procedures.
Context of and specific resources for assessment
This unit should be assessed by a combination of workplace (or a realistic simulation) and off-the-job assessment. The context of assessment should ensure that evidence relating to the contingency management component (ability to deal with irregularities and breakdowns) of competency can be collected. Evidence must include observation in the workplace as well as off-the-job techniques, such as interviews and simulations. Conditions for simulations should:
accurately simulate the range of operations and circumstances that managers or owners could be expected to manage in the workplace
allow for discussion
ensure the relevant information and documents are available.
Resources may include:
relevant OHS Acts, regulations and codes of practice
information relevant to the management of the enterprise (e.g. planning, operations, maintenance, purchasing and budgeting)
enterprise OHS management information, including policies and procedures
work areas in the area of managerial responsibility.
Method of assessment
The following assessment methods are suggested:
case studies
demonstration of skills in workplace or simulated work environment
interviews
portfolio of workplace OHS documents, such as policy, procedures, minutes of meetings, checklists, risk control plans, incident reports and OHS records
projects (work or scenario based)
written tests.
Guidance information for assessment
This unit may be assessed holistically with other units within a qualification.
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| S4256 | SFIOHS501B | Establish and maintain the enterprise OHS program | Unit of competency |
| State Code | National Code | Title | Type |
|---|---|---|---|
| W990 | SFI50111 | Diploma of Aquaculture | Qualification |
| W989 | SFI40211 | Certificate IV in Fishing Operations | Qualification |
| D629 | SFI50211 | Diploma of Fishing Operations | Qualification |
| D625 | SFI40311 | Certificate IV in Seafood Industry (Environmental Management) | Qualification |
| D631 | SFI50511 | Diploma of Seafood Processing | Qualification |