Qualification Outline
22/07/2026 8:04 PM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Diploma of Finance and Mortgage Broking Management
Diploma of Finance and Mortgage Broking Management
FNS50311
D716
Replaced
Replaced
National Endorsed, State Implementation and Classification
Releases
| Release Version | Release Date | TGA Status | DTWD Status |
|---|---|---|---|
| 2.00 | 18/07/2013 | Current | Approved |
Description
This qualification reflects management job roles in finance and mortgage broking, including roles that are independent, undertaken through an aggregator, or involve managing a workplace team.
Schedule
Packaging Rules
15 units must be achieved:10 core units
plus 5 elective units.
3 elective units must be selected from the elective units listed below.
The remaining 2 elective units may be selected from the elective units listed below, any endorsed Training Package or accredited course. Elective units may be selected from a Certificate IV, Diploma or Advanced Diploma qualification.
Elective units must be relevant to the work outcome, local industry requirements and the qualification level.
Core units of competency:
FNSCUS501A Develop and nurture relationships with clients, other professionals and third party referrers
FNSFMB401A Prepare loan application on behalf of finance or mortgage broking clients
FNSFMB402A Provide finance and mortgage broking services
FNSFMB403A Present broking options to client
FNSFMB502A Identify and develop complex broking options for client
FNSFMB503A Present broking options to client with complex needs
FNSFMB504A Implement complex loan structures
FNSFMK505A Comply with financial services legislation and industry codes of practice
FNSINC401A Apply principles of professional practice to work in the financial services industry
BSBRSK401A Identify risk and apply risk management processes
Elective units of competency:
FNSFMB501A Settle applications and loan arrangements in the finance and mortgage broking industry
FNSORG502A Develop and monitor policy and procedures
FNSPRM601A Establish, supervise and monitor practice systems to conform with legislation and regulations
FNSPRM602A Improve the practice
FNSPRM603A Grow the practice
FNSRSK501A Undertake risk identification
FNSRSK502A Assess risks
FNSRSK602A Determine and manage risk exposure strategies
BSBINM401A Implement workplace information system
BSBMGT502B Manage people performance
BSBMGT515A Manage operational plan
BSBMGT605B Provide leadership across the organisation
BSBOHS303B Contribute to OHS hazard identification and risk assessment
BSBSMB405B Monitor and manage small business operations
BSBSUS501A Develop workplace policy and procedures for sustainability
TAEDEL402A Plan, organise and facilitate learning in the workplace
1. Core Units
All ten (10) units must be completed
2. Elective Units
At least three (3) and up to five (5) units to be chosen from the elective units list.
Please refer to the packaging rules for the full details of available options.
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| S719 | FNS50310 | Diploma of Finance and Mortgage Broking Management | Qualification |
Replaced By
| State Code | National Code | Title | Type |
|---|---|---|---|
| AWC1 | FNS50315 | Diploma of Finance and Mortgage Broking Management | Qualification |
No information
Entry Requirements
Not applicable.
Traineeships and Apprenticeships