Packaging Rules

12 units must be achieved:

5 core units
plus 7 elective units.

5 elective units must be selected from the elective units listed below.

The remaining 2 elective units may be selected from the elective units listed below, any endorsed Training Package or accredited course. Elective units may be selected from a Certificate IV or Diploma qualification.

Elective units must be relevant to the work outcome, local industry requirements and the qualification level.

Core units of competency:
FNSINC401A Apply principles of professional practice to work in the financial services industry
FNSORG502A Develop and monitor policy and procedures
FNSRSK501B Undertake risk identification
FNSRSK502A Assess risks
BSBRSK501A Manage risk

Elective units of competency:
Managing Financial Risk
FNSORG505A Prepare financial reports to meet statutory requirements
FNSACC609A Evaluate financial risk
FNSORG602A Develop and manage financial systems
BSBMGT515A Manage operational plan

Corporate Governance
FNSFMK505A Comply with financial services legislation and industry codes of practice
FNSACC604A Monitor corporate governance activities
FNSACC606A Conduct internal audit
FNSPRM601A Establish, supervise and monitor practice systems to conform with legislation and regulations

Managing Compliance
FNSACC506A Implement and maintain internal control procedures
FNSORG508A Analyse and comment on management reports
FNSORG603A Establish and prepare operational guidelines in a financial services organisation
BSBCOM401B Organise and monitor the operation of compliance management system
BSBCOM402B Implement processes for the management of a breach in compliance requirements
BSBCOM501B Identify and interpret compliance requirements
BSBCOM503B Develop processes for the management of breaches in compliance requirements
BSBINM401A Implement workplace information system
BSBINM501A Manage an information or knowledge management system
BSBOHS404B Contribute to the implementation of strategies to control OHS risk
BSBOHS502B Participate in the management of the OHS information and data systems
BSBOHS504B Apply principles of OHS risk management
BSBOHS506B Monitor and facilitate the management of hazards associated with plant
BSBOHS507B Facilitate the application of principles of occupational health to control OHS risk
BSBOHS601B Develop a systematic approach to managing OHS
BSBOHS602B Develop OHS information and data analysis and reporting and recording processes
BSBOHS603B Analyse and evaluate OHS risk
BSBOHS604B Apply ergonomic principles to control OHS risk
BSBOHS605B Apply occupational hygiene principles to control OHS risk
BSBOHS607B Advise on application of safe design principles to control OHS risk
BSBOHS608B Conduct an OHS audit
BSBOHS609B Evaluate an organisation's OHS performance
BSBPMG404A Apply quality management techniques
BSBPMG407A Apply risk management techniques
BSBRSK401A Identify risk and apply risk management processes
BSBSMB401A Establish legal and risk management requirements of small business
BSBWOR401A Establish effective workplace relationships

Strategic Risk Management and Business Continuity
FNSORG601A Negotiate to achieve goals and manage disputes
BSBSUS501A Develop workplace policy and procedures for sustainability
BSBMGT605B Provide leadership across the organisation
BSBMGT615A Contribute to organisation development
BSBMGT616A Develop and implement strategic plans
BSBMGT617A Develop and implement a business plan
BSBOHS606B Develop and implement crisis management processes
BSBPMG508A Manage project risk