Qualification Outline
22/07/2026 4:28 AM AWST
Whilst all efforts are made to provide accurate and timely information from the relevant source/documentation, please be aware that the information supplied may not be the most current version. The accuracy of the detail has not been confirmed by the Department and therefore should not be relied upon without first confirming the contents.
Certificate IV in Financial Services
Certificate IV in Financial Services
FNS41815
AVY4
Replaced
Transition (Replaced)
National Endorsed, State Implementation and Classification
Releases
| Release Version | Release Date | TGA Status | DTWD Status |
|---|---|---|---|
| 5.00 | 13/02/2018 | Current | Approved |
| 4.00 | 12/09/2016 | Replaced | Approved |
| 3.00 | 14/01/2016 | Replaced | Approved |
| 2.00 | 22/04/2015 | Replaced | Approved |
| 1.00 | 25/03/2015 | Replaced | Approved |
Description
This qualification is designed to provide a flexible general purpose pathway in the financial services industry. It is intended to meet the training needs of employees with roles that involve working across a range of duties in the financial services sector where a specialist qualification is not the most suitable qualification to meet their training needs. Individuals in these roles apply theoretical and technical knowledge and skills to work autonomously and exercise judgement in completing routine and non-routine activities.
Licensing/Regulatory Information
Work functions in the occupational areas where this qualification may be used are subject to regulatory requirements. Refer to the FNS Implementation Guide Companion Volume or the relevant regulator for specific guidance on requirements.
Schedule
Packaging Rules
Total number of units = thirteen (13)- one (1) core units plus
- twelve (12) elective units
The elective units consist of:
- eight (8) from the electives below or from a Certificate IV in the FNS Training Package (a minimum of six (6) units must have an FNS code).
Of the remaining four (4) units:
- up to four (4) may be from the electives
- up to four (4) may be from a Certificate IV or Diploma qualification in any currently endorsed training package or accredited course
- up to two (2) may be from a Certificate III qualification in any currently endorsed training package or accredited course.
The elective units chosen must be relevant to the work outcome and meet local industry needs.
Note: Where the packaging of this qualification meets the rules of a specialist qualification at this level, then the specialist qualification and not the generic qualification must be awarded. This includes where applicable, any entry requirements.
1. Core Units
The following unit must be completed.
| State Code | National Code | Title | Hours | Type |
|---|---|---|---|---|
| AUR82 | FNSINC401 | Apply principles of professional practice to work in the financial services industry | 20 | Unit of competency |
2. Elective Units
At least eight (8) units must be chosen from the electives below or from a Certificate IV in the FNS Training Package (a minimum of 6 units must have an FNS code).
Please refer to the packaging rules for the full details of available options.
Replaces
| State Code | National Code | Title | Type |
|---|---|---|---|
| D715 | FNS41811 | Certificate IV in Financial Services | Qualification |
Replaced By
| State Code | National Code | Title | Type |
|---|---|---|---|
| BFF4 | FNS41820 | Certificate IV in Financial Services | Qualification |
No information
Entry Requirements
Nil.
Traineeships and Apprenticeships